Which statement best describes transaction-based screening?

Which statement best describes transaction-based screening?

• A. Every order is individually screened
• B. Screening is optional
• C. Only renewals are screened
• D. Only shipments to blocked persons are screened

Answer: (A)

Transaction-based screening means evaluating each order as its own transaction, checking it against denied-party lists, sanctions, end-use and end-user controls, destination restrictions, and other risk indicators before processing the shipment. The statement that every order is individually screened best captures this approach, since screening happens for each transaction rather than applying a blanket check to only some orders or only certain aspects of a shipment. Screening is not optional in most compliance programs, so saying it’s optional isn’t accurate. It also isn’t limited to renewals, since new orders require the same per-transaction screening. And screening isn’t limited to shipments to blocked persons; it covers all parties, destinations, and factors relevant to export controls.

Transaction-based screening means evaluating each order as its own transaction, checking it against denied-party lists, sanctions, end-use and end-user controls, destination restrictions, and other risk indicators before processing the shipment. The statement that every order is individually screened best captures this approach, since screening happens for each transaction rather than applying a blanket check to only some orders or only certain aspects of a shipment.

Screening is not optional in most compliance programs, so saying it’s optional isn’t accurate. It also isn’t limited to renewals, since new orders require the same per-transaction screening. And screening isn’t limited to shipments to blocked persons; it covers all parties, destinations, and factors relevant to export controls.