Which of the following represents a transaction-based screening activity?

Which of the following represents a transaction-based screening activity?

• A. Every order is individually screened
• B. Only high-value orders are screened
• C. Screening occurs only quarterly
• D. Only orders from designated countries are screened

Answer: (A)

Transaction-based screening checks each individual transaction as it occurs, ensuring that every order is reviewed against sanctions lists, export controls, end-use/end-user considerations, and destination restrictions before approval or shipment. This per-transaction vetting is what defines transaction-based screening, because no order is exempt from review simply due to its category or batch. The best answer mirrors this approach: every order is individually screened. Screening only high-value orders misses many potential violations, since value isn’t the sole risk factor. Screening only quarterly introduces delays and can miss prohibited transactions in real time. Screening only orders from designated countries narrows scope and ignores other red flags. By applying screening to every order, you maintain consistent, thorough risk assessment for each transaction.

Transaction-based screening checks each individual transaction as it occurs, ensuring that every order is reviewed against sanctions lists, export controls, end-use/end-user considerations, and destination restrictions before approval or shipment. This per-transaction vetting is what defines transaction-based screening, because no order is exempt from review simply due to its category or batch.

The best answer mirrors this approach: every order is individually screened. Screening only high-value orders misses many potential violations, since value isn’t the sole risk factor. Screening only quarterly introduces delays and can miss prohibited transactions in real time. Screening only orders from designated countries narrows scope and ignores other red flags. By applying screening to every order, you maintain consistent, thorough risk assessment for each transaction.